Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (22 Jun 2023 to 10 Dec 2024)
- [FCA CF] Client dealing (22 Oct 2021 to 10 Dec 2024)
- [FCA CF] Functions requiring qualifications (22 Oct 2021 to 10 Dec 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2022)
- CF30 Customer (1 Nov 2007 to 20 Jan 2022)
- CF1 Director (AR) (2 Dec 2004 to 13 Jun 2007)
- CF4 Partner (AR) (14 Oct 2002 to 20 Jan 2022)
- CF21 Investment Adviser (14 Oct 2002 to 31 Oct 2007)
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- (6)Employed By (14 Oct 2002 to 20 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.