Thomas David Barnett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pharon Independent Financial Advisers Limited

    FRN 138169

    • Director of firm who is not a certification employee or a SMF manager (since 24 Nov 2025)
  • Craven Street Financial Planning Limited

    FRN 135202

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 9 Mar 2022)
    • CF30 Customer (since 9 Mar 2022)
    • SMF3 (AR) Executive Director function (since 9 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jul 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jul 2023)
    • CF1 Director (9 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (18 Sep 2007 to 31 Oct 2007)
  • KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

    FRN 971317

    • (13)Employed By (since 9 Mar 2022)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (20 Sep 2006 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED

  2. controlled function added: (13)Employed By at KRESTON REEVES FINANCIAL PLANNING SERVICES LIMITED