Thomas David Alexander Williams

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cleeve FP Limited

    FRN 1018762

    • Employed By (since 15 Oct 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Oct 2020)
    • CF30 Customer (since 2 Oct 2020)
  • Cleeve Financial Planning Ltd (no longer approved here)

    FRN 911706

    • Employed By (2 Oct 2020 to 15 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Oct 2020)
    • CF30 Customer (2 Jul 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.