Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 12 Sep 2022)
- [FCA CF] Client dealing (since 5 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (since 5 Jul 2021)
- CF30 Customer (since 30 Jun 2021)
-
TOM&Co Financial Planning Limited
FRN 928529
- Employed By (since 30 Jun 2021)
-
- [FCA CF] Functions requiring qualifications (10 Mar 2020 to 4 May 2021)
- [FCA CF] Client dealing (10 Mar 2020 to 4 May 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.