Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 12 Sep 2022)
    • [FCA CF] Client dealing (since 5 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2021)
    • CF30 Customer (since 30 Jun 2021)
    • Employed By (since 30 Jun 2021)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (10 Mar 2020 to 4 May 2021)
    • [FCA CF] Client dealing (10 Mar 2020 to 4 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.