Thomas Currie

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 31 Oct 2024)
    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
    • [FCA CF] Material risk taker (since 31 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Oct 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Client dealing (since 31 Oct 2024)
    • [FCA CF] Manager of certification employee (since 31 Oct 2024)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (31 Oct 2024 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (31 Oct 2024 to 31 Mar 2025)
  • UniCredit Bank GmbH (no longer approved here)

    FRN 989311

    • [FCA CF] Client dealing (7 Nov 2023 to 30 Apr 2024)
    • [FCA CF] Material risk taker (7 Nov 2023 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.