Thomas Cresswell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (since 4 Jun 2025)
    • CF30 Customer (since 4 Jun 2025)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Jul 2014)
    • CF30 Customer (since 4 Nov 2008)
  • Principal Financial Services (Nottingham) Limited

    FRN 626299

    • (2)Employed By (since 31 Jul 2014)
  • Principal Financial Services Ltd (3138) (no longer approved here)

    FRN 195498

    • (3)Employed By (3 Apr 2001 to 30 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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