Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cornwall Mortgages Limited
FRN 984577
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
- Responsibility for MCD Intermediation (since 1 Aug 2023)
- Responsible for Insurance Distribution (since 1 Aug 2023)
- SMF16 Compliance Oversight (since 1 Aug 2023)
- SMF3 Executive Director (since 1 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2023)
- CF1 Director (AR) (20 Aug 2019 to 28 Jul 2023)
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- CF1 Director (AR) (5 Jan 2015 to 5 Nov 2019)
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- Employed By (30 Dec 2014 to 28 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.