Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 12 Apr 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (23 Dec 2016 to 31 Dec 2020)
    • CF21 Investment Adviser (1 Mar 2006 to 22 Jan 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Jan 2005 to 23 Dec 2005)
    • CF22 Investment Adviser (Trainee) (1 Apr 2004 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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