Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (6 May 2011 to 4 Feb 2016)
- CF3 Chief Executive (6 May 2011 to 4 Feb 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (7 Jun 2005 to 1 Mar 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jun 2005 to 1 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.