Thomas Coats

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomson McCallum Ltd

    FRN 531657

    • Employed By (since 29 Jul 2022)
    • Employed By (27 May 2014 to 4 Aug 2022)
  • Lyncombe Consultants Limited

    FRN 618025

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2022)
    • CF30 Customer (since 29 Jul 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (27 May 2014 to 28 Jul 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Jan 2012)
    • CF21 Investment Adviser (23 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 23 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.