Thomas Clive Lester

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leodis Wealth Limited

    FRN 707896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
  • Azets Wealth Management Limited (no longer approved here)

    FRN 449016

    • [FCA CF] Client dealing (22 Nov 2023 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (22 Nov 2023 to 28 Feb 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (30 Jun 2020 to 20 Nov 2023)
    • [FCA CF] Client dealing (30 Jun 2020 to 20 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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