Thomas Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William Blair International, Ltd (no longer approved here)

    FRN 189068

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (30 Jun 2011 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF1 Director (1 Mar 2005 to 14 Feb 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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