Thomas Christopher Wakefield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARTHUR J. GALLAGHER (UK) LIMITED
FRN 312919
- SMF7 Group Entity Senior Manager (since 26 Jun 2023)
- Responsible for Insurance Distribution (17 Feb 2022 to 26 Jun 2023)
- SMF1 Chief Executive (17 Feb 2022 to 26 Jun 2023)
- SMF3 Executive Director (17 Feb 2022 to 26 Jun 2023)
Aon UK Limited (no longer approved here)
FRN 310451
- [FCA CF] Significant management (1 Jul 2020 to 27 Aug 2020)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.