Thomas Christopher King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2024)
    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Dec 2012 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF1 Director (31 Mar 2009 to 23 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 23 Sep 2009)
    • CF29 Significant management (1 Nov 2007 to 23 Sep 2009)
    • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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