Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Client dealing (since 17 Jan 2022)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Client dealing (18 Dec 2019 to 14 Oct 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (16 Jul 2018 to 6 Jun 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (24 Jul 2009 to 31 Dec 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (9 Jun 2008 to 28 May 2009)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 22 Apr 2008)
    • CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 22 Apr 2008)
    • CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.