Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Commonwealth Bank of Australia
FRN 139185
- [FCA CF] Manager of certification employee (since 5 Mar 2024)
- [FCA CF] Material risk taker (since 17 Jan 2022)
- [FCA CF] Client dealing (since 17 Jan 2022)
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- [FCA CF] Client dealing (18 Dec 2019 to 14 Oct 2021)
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- [FCA CF] Client dealing (16 Jul 2018 to 6 Jun 2019)
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- CF30 Customer (24 Jul 2009 to 31 Dec 2015)
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- CF30 Customer (9 Jun 2008 to 28 May 2009)
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- CF30 Customer (1 Nov 2007 to 22 Apr 2008)
- CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 22 Apr 2008)
- CF21 Investment Adviser (12 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.