Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Jul 2024)
    • [FCA CF] Significant management (since 16 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • Blackstone Europe LLP (no longer approved here)

    FRN 520839

    • CF30 Customer (1 Oct 2010 to 1 Oct 2015)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.