Thomas C Murphy

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (23 Jul 2009 to 15 Jun 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF30 Customer (1 Nov 2007 to 15 Jun 2012)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Mar 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (30 Mar 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.