Thomas Bruce Livingstone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Venture Financial Services Ltd (no longer approved here)
FRN 958446
- SMF3 Executive Director (1 Feb 2022 to 6 Apr 2024)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF4 Partner (AR) (11 Apr 2017 to 24 Jan 2022)
Retsol Financial Services LLP (no longer approved here)
FRN 456855
- Employed By (29 Oct 2010 to 24 Jan 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.