Thomas Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PREMIER FUND MANAGERS LIMITED
FRN 143097
- [FCA CF] Client dealing (since 24 Apr 2020)
- [FCA CF] Material risk taker (24 Apr 2020 to 19 Dec 2024)
Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)
FRN 121816
- CF30 Customer (7 Apr 2014 to 25 Nov 2015)
THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF30 Customer (1 Nov 2007 to 30 Nov 2010)
- CF27 Investment Management (10 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.