Thomas Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP

    FRN 551170

    • [FCA CF] Client dealing (since 21 May 2025)
  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • CF30 Customer (25 Apr 2022 to 18 Feb 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)
    • CF30 Customer (20 Jan 2016 to 8 Dec 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (17 Oct 2013 to 10 Sep 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 Sep 2015)
    • CF21 Investment Adviser (7 Sep 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (29 Dec 2005 to 15 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.