Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Material risk taker (9 Nov 2020 to 31 Dec 2022)
    • SMF3 Executive Director (5 Feb 2020 to 9 Aug 2024)
    • CF2 Non Executive Director (9 Sep 2016 to 8 Dec 2019)
    • CF1 Director (30 Oct 2014 to 9 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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