Thomas Ball

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED

    FRN 122420

    • [FCA CF] Client dealing (since 16 Jun 2025)
  • Ninety One Fund Managers UK Limited

    FRN 145007

    • [FCA CF] Client dealing (since 16 Jun 2025)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
    • CF30 Customer (6 Jun 2011 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.