Thomas Austin Richards

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Systematica Investments UK LLP
FRN 822097
- [FCA CF] Client dealing (since 31 Dec 2024)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
- CF4 Partner (6 Aug 2019 to 8 Dec 2019)
- CF30 Customer (8 Feb 2019 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (9 Jan 2015 to 21 Jan 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (2 Jul 2010 to 27 Aug 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 22 Mar 2010)
- CF26 Customer Trading (15 Jun 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.