Thomas Arthur Roberts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moorgate Finance Limited

    FRN 662419

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (4 Aug 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (4 Aug 2016 to 4 Aug 2016)
    • CF1 Director (11 Jun 2015 to 8 Dec 2019)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (30 Nov 2022 to 24 May 2024)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (21 Nov 2022 to 24 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.