Thomas Anthony Prior

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
    • CF1 Director (AR) (since 16 Mar 2022)
    • CF30 Customer (since 16 Mar 2022)
  • Prior Financial Management Ltd

    FRN 971234

    • (1)Employed By (since 16 Mar 2022)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF30 Customer (2 Jul 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Sep 2006 to 4 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Prior Financial Management Ltd

  2. controlled function added: (1)Employed By at Prior Financial Management Ltd