Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 16 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (18 Aug 2017 to 8 Dec 2019)
    • CF1 Director (14 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Dec 2015 to 30 Sep 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Oct 2008 to 7 Aug 2009)
  • Mortgage Design UK Ltd (no longer approved here)

    FRN 227222

    • (2)Employed By (23 Nov 2006 to 27 Oct 2008)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Nov 2006 to 27 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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