Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pemberton Capital Advisors LLP
FRN 561640
- SMF27 Partner (since 19 Mar 2026)
- [FCA CF] Material risk taker (since 7 Oct 2024)
- [FCA CF] Manager of certification employee (since 31 Oct 2022)
- [FCA CF] Client dealing (since 28 Feb 2022)
-
- SMF27 Partner (9 Dec 2019 to 6 Apr 2021)
- CF4 Partner (24 Sep 2018 to 8 Dec 2019)
- CF30 Customer (24 Sep 2018 to 8 Dec 2019)
-
- CF30 Customer (15 Jan 2013 to 6 Mar 2016)
-
- CF30 Customer (15 Jan 2013 to 6 Mar 2016)
-
- CF30 Customer (4 Aug 2010 to 14 Jul 2011)
-
- CF21 Investment Adviser (10 Feb 2006 to 6 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.