Thomas Anthony Hollom

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Sep 2015)
    • CF30 Customer (since 9 Sep 2015)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (14 Mar 2014 to 21 Sep 2015)
    • CF1 Director (AR) (14 Mar 2014 to 21 Sep 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Sep 2008 to 31 Dec 2012)
    • CF1 Director (AR) (5 Sep 2008 to 17 Mar 2014)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Jun 2008 to 17 Mar 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (16 Jan 2006 to 28 Feb 2007)
    • CF7 Sole Trader (AR) (10 Oct 2005 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (10 Oct 2005 to 16 Jan 2006)
  • Tony Hollom (no longer approved here)

    FRN 440116

    • (1)Employed By (10 Oct 2005 to 28 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.