Thomas Anh Tuan Ly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • Appointed representative dealing with clients for which they require qualification (30 Oct 2023 to 27 Jan 2025)
    • CF1 Director (AR) (16 Oct 2023 to 27 Jan 2025)
  • Marcus & Mae Advisers Limited (no longer approved here)

    FRN 1003042

    • (1)Employed By (16 Oct 2023 to 27 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.