Thomas Andrew Farrer

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Drax Honore (UK) Limited (no longer approved here)

    FRN 585303

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (26 Jun 2015 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (2 Apr 2013 to 12 Mar 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Jan 2013)
    • CF21 Investment Adviser (24 May 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (20 Jul 2004 to 19 May 2006)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2004)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.