Thomas Andrew Barrett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Material risk taker (13 Jan 2021 to 12 Jan 2022)
    • [FCA CF] Algorithmic trading (27 Aug 2020 to 12 Jan 2022)
    • [FCA CF] Client dealing (27 Aug 2020 to 12 Jan 2022)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 12 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.