Thomas Allen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Apr 2024)
    • CF1 Director (AR) (since 13 Mar 2024)
    • CF30 Customer (since 13 Mar 2024)
  • Allen Finance Limited

    FRN 1007733

    • (1)Employed By (since 13 Mar 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Jul 2024)
    • CF1 Director (AR) (15 Mar 2019 to 26 Jul 2024)
  • ASW Associates Ltd (no longer approved here)

    FRN 834997

    • (1)Employed By (15 Mar 2019 to 2 Aug 2024)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allen Finance Limited

  2. controlled function added: (1)Employed By at Allen Finance Limited