Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (27 Feb 2013 to 18 Aug 2015)
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- CF30 Customer (15 Oct 2011 to 23 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 22 Nov 2007)
- CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2004 to 26 Oct 2005)
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- CF21 Investment Adviser (5 Feb 2004 to 5 Nov 2004)
- CF22 Investment Adviser (Trainee) (10 Jul 2003 to 5 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.