Thomas Alexander Browne

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KHEPRI ADVISERS LIMITED
FRN 692447
- CF1 Director (AR) (since 20 Jan 2026)
Delphos Capital Limited
FRN 1024719
- (1)Employed By (since 20 Jan 2026)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 8 Oct 2010)
- CF21 Investment Adviser (7 May 2007 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (19 May 2006 to 23 Mar 2007)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.