Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 13 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 13 Mar 2026)
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- CF1 Director (AR) (9 Aug 2023 to 1 Feb 2024)
- CF30 Customer (9 Aug 2023 to 1 Feb 2024)
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- Employed By (9 Aug 2023 to 1 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.