Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 5 Sep 2023)
    • SMF3 Executive Director (since 15 May 2023)
  • Exception Capital LLP (no longer approved here)

    FRN 473719

    • CF30 Customer (25 Nov 2022 to 12 May 2023)
    • CF3 Chief Executive (AR) (25 Nov 2022 to 12 May 2023)
    • CF1 Director (AR) (25 Nov 2022 to 12 May 2023)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (31 Oct 2022 to 31 Dec 2022)
    • CF30 Customer (19 Jun 2020 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.