Thierry Roland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc

    FRN 121882

    • Director of firm who is not a certification employee or a SMF manager (since 14 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (8 Sep 2022 to 8 Mar 2023)
    • [FCA CF] Client dealing (19 Jan 2021 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 10 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 31 Mar 2023)
    • [PRA CF] Managing a material risk taker (14 Jul 2020 to 18 Oct 2022)
    • SMF6 Head of Key Business Areas (31 Jul 2018 to 18 May 2020)
    • CF29 Significant management (19 Jan 2011 to 5 May 2015)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (21 Jul 2020 to 10 Oct 2022)
    • [FCA CF] Significant management (21 Jul 2020 to 9 Sep 2021)
    • [PRA CF] Managing a material risk taker (14 Jul 2020 to 18 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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