Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SECOR Investment Advisors (UK) LLP (no longer approved here)

    FRN 544237

    • CF10 Compliance Oversight (20 Aug 2012 to 30 Sep 2013)
    • CF11 Money Laundering Reporting (20 Aug 2012 to 30 Sep 2013)
    • CF30 Customer (1 Jan 2012 to 30 Sep 2013)
    • CF4 Partner (1 Jan 2012 to 30 Sep 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.