Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (20 Aug 2012 to 30 Sep 2013)
- CF11 Money Laundering Reporting (20 Aug 2012 to 30 Sep 2013)
- CF30 Customer (1 Jan 2012 to 30 Sep 2013)
- CF4 Partner (1 Jan 2012 to 30 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.