Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Managing a material risk taker (15 Aug 2023 to 19 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 19 Jun 2024)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 19 Jun 2024)
- [FCA CF] Client dealing (15 Feb 2017 to 19 Jun 2024)
-
- [PRA CF] Managing a material risk taker (15 Aug 2023 to 19 Dec 2024)
- [FCA CF] Manager of certification employee (21 Aug 2019 to 7 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 19 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.