Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 13 Nov 2021)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2022)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
    • CF4 Partner (2 Jan 2015 to 30 Jun 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (23 Oct 2009 to 15 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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