Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Nov 2016 to 13 Jun 2021)
- [FCA CF] Material risk taker (3 Nov 2016 to 13 Jun 2021)
- [PRA CF] Significant risk taker or Material risk taker (3 Nov 2016 to 13 Jun 2021)
- CF29 Significant management (11 Dec 2008 to 13 Mar 2013)
- CF30 Customer (1 Nov 2007 to 13 Mar 2013)
- CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.