Therese Lynn Miller

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothesay Life Plc
FRN 466067
- SMF14 Senior Independent Director (since 11 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Jan 2024)
Goldman Sachs International Bank
FRN 124659
- SMF12 Chair of the Remuneration Committee (since 24 Jun 2021)
- SMF10 Chair of the Risk Committee (6 Feb 2018 to 24 Jun 2021)
- CF2 Non Executive Director (4 Aug 2015 to 6 Mar 2016)
Goldman Sachs International
FRN 142888
- SMF12 Chair of the Remuneration Committee (since 24 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.