Theophilus Filippeos

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2022)
  • Theo Filippeos

    FRN 533556

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2011 to 8 Dec 2019)
  • Filippeos Financial (no longer approved here)

    FRN 186986

    • (1)Employed By (30 Nov 1999 to 20 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.