Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 3 Sep 2025)
- [FCA CF] Client dealing (since 2 Sep 2025)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 2 Sep 2025)
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- [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
- [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 29 Aug 2025)
- [FCA CF] Material risk taker (8 Nov 2016 to 29 Aug 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
- CF30 Customer (10 Aug 2011 to 6 Mar 2016)
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- [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 29 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Aug 2025)
- [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
- CF30 Customer (13 May 2015 to 6 Mar 2016)
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- [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
- [FCA CF] Material risk taker (18 Dec 2020 to 29 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Aug 2025)
- [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF21 Investment Adviser (27 Jan 2005 to 23 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.