Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 3 Sep 2025)
    • [FCA CF] Client dealing (since 2 Sep 2025)
    • [FCA CF] Client dealing (since 2 Sep 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2016 to 29 Aug 2025)
    • [FCA CF] Material risk taker (8 Nov 2016 to 29 Aug 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
    • CF30 Customer (10 Aug 2011 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
    • CF30 Customer (13 May 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Significant management (23 May 2023 to 29 Aug 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 29 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 29 Aug 2025)
    • [FCA CF] Manager of certification employee (30 Jul 2018 to 20 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Aug 2025)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (27 Jan 2005 to 23 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.