Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 19 Dec 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 19 Dec 2022)
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- [FCA CF] Material risk taker (7 Mar 2016 to 1 Dec 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Dec 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Sep 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.