Theo Sparrow

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • [FCA CF] Material risk taker (since 1 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2023)
    • [FCA CF] Significant management (1 Sep 2021 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 21 Jan 2020)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 3 Sep 2019)
    • CF29 Significant management (20 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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