Tessa Jane Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Manager of certification employee (1 Sep 2022 to 7 Jul 2025)
    • [FCA CF] Client dealing (26 Apr 2022 to 7 Jul 2025)
    • [FCA CF] Functions requiring qualifications (26 Apr 2022 to 7 Jul 2025)
    • [FCA CF] Material risk taker (26 Apr 2022 to 7 Jul 2025)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 3 Nov 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 7 Sep 2008)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.