Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (20 Dec 2023 to 6 Nov 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (9 Oct 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (9 Feb 2006 to 24 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.