Terry George Barton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Significant management (10 Jul 2017 to 1 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 1 Nov 2023)
    • [FCA CF] Material risk taker (10 Jul 2017 to 1 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2023)
  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF30 Customer (1 Nov 2007 to 13 Jun 2014)
    • CF21 Investment Adviser (14 Mar 2002 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.