Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF21 Investment Adviser
- CF1 Director (2 Jan 2008 to 30 Dec 2008)
- CF10 Compliance Oversight (2 Jan 2008 to 30 Dec 2008)
- CF11 Money Laundering Reporting (2 Jan 2008 to 30 Dec 2008)
- CF30 Customer (2 Jan 2008 to 30 Dec 2008)
- CF8 Apportionment and Oversight (2 Jan 2008 to 30 Dec 2008)
- Responsible for Insurance Mediation (2 Jan 2008 to 30 Dec 2008)
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- (3)Employed By (1 Dec 2001 to 9 Jan 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.